Development of a Regulatory-Compliant Portfolio Management Platform for Modern Trading Environments

The client faces difficulty bridging traditional trading systems with the evolving needs of contemporary traders. They require a flexible tool that enables portfolio construction, strategy testing in virtual environments, and seamless transition to live trading, all while ensuring compliance, security, and reliability amidst complex API integrations and sensitive financial data management.

A large-scale fintech firm specializing in electronic trading and investment management, seeking to enhance their trading infrastructure to support advanced portfolio management and real-time trading capabilities.

• Deliver a fully functional, regulatory-compliant trading platform suitable for enterprise deployment.
• Establish core technology foundations integrated into the client's existing trading ecosystem.
• Enable traders to create and manage multiple portfolios with flexible allocation and real-time monitoring.
• Support dual operating modes for risk-free strategy testing and live trading with broker integrations.
• Ensure high scalability, system reliability, and security for sensitive financial data.
• Facilitate comprehensive performance analytics with advanced visualization tools.
• Support seamless data integration with multiple financial data providers and handle data inconsistencies effectively.

• Portfolio Management – enabling creation of multiple baskets within portfolios, with tools for smart allocation across sectors, regions, and assets.
• Real-Time Monitoring – live tracking of portfolio positions, execution statuses, and market trends.
• Dynamic Rebalancing – automatic adjustment of portfolios based on market movements.
• Performance Analytics – advanced visualization tools to assess portfolio performance.
• Dual Operating Modes – risk-free virtual testing environments and real trading integration with brokers and banks.
• Backend Architecture – microservices-based architecture supporting scalability and reliability, implemented in a secure cloud environment.
• Frontend Interface – responsive, interactive UI built with contemporary frameworks supporting real-time data updates via WebSocket.
• API Integrations – connectivity with multiple third-party financial data providers and brokerage APIs, with mechanisms to emulate data streams and handle update failures.

• Financial data providers for real-time and historical quotes
• Brokerage APIs for live trading operations (e.g., bank and broker integrations)
• Data emulation modules to handle update failures and simulate continuous data streams

• System scalability to support increasing volumes of portfolios and data streams
• High system availability with cloud infrastructure for uninterrupted trading activities
• Robust security measures complying with financial regulations
• Low latency data processing to support high-frequency trading scenarios
• Regulatory compliance and secure handling of sensitive financial data

The development of this platform aims to significantly transform the client’s trading infrastructure by providing a compliant, reliable, and flexible system capable of supporting advanced portfolio management. It is expected to enhance the client’s market position in institutional trading, enable real-time data-driven decision making, and support strategic growth initiatives through robust and scalable technology foundations.