Development of an Asset Management and Financial Operations Platform for Enhanced Client-Adviser Interaction

The client faces difficulties in providing seamless visibility of client assets and efficient management of financial operations, leading to suboptimal client-adviser communication and operational inefficiencies. Existing platforms lack integrated data sharing capabilities, compliance support, and user-friendly interfaces for complex financial transactions.

A mid-sized brokerage firm specializing in securities trading, aiming to improve client asset visibility and streamlining financial operations for better client engagement.

• Design and implement a comprehensive system that displays client assets with real-time data aggregation from multiple financial sources.
• Develop a user interface that allows clients and financial advisors to generate broker orders, initiate deposits, and manage cyclical or conditional transactions seamlessly.
• Ensure integration with external financial systems for accurate asset and transaction data access.
• Facilitate communication between clients and advisors to support informed decision-making.
• Comply with relevant financial regulations such as PSD2 and MIFID standards to ensure data security, privacy, and regulatory adherence.
• Improve overall client experience through an intuitive, transparent, and efficient digital platform.

• Client asset dashboard aggregating data from external financial sources in real-time.
• Order management module enabling generation of broker orders.
• Deposit and withdrawal processing with support for cyclical and conditional transactions.
• Secure APIs adhering to PSD2 standards for data sharing and banking operations.
• Compliance modules supporting MIFID regulations.
• Integrated communication interface for client-advisor interaction.

• Financial data providers for real-time asset information.
• Banking APIs supporting PSD2 for secure transaction processing.
• Regulatory compliance modules for MIFID adherence.

• High scalability to accommodate increasing client data and transaction volume.
• Performance optimized for real-time data updates and rapid transaction processing.
• Strict security protocols to protect sensitive financial data and comply with industry standards.
• Availability of 99.9% uptime for continuous client access.
• Responsive UI to support various devices and screen sizes.

The platform is expected to significantly enhance asset transparency and financial operations efficiency, leading to improved client satisfaction and better communication between clients and financial advisors. Anticipated outcomes include streamlined transaction processes, regulatory compliance, and an overall elevated client experience, boosting client retention and operational effectiveness.